Banking Law and Capital Market Law

We advise domestic and foreign financial institutions, insurance companies and other financial service providers as well as investors on national and international transactions, innovative structuring processes and on regulatory and licensing issues of all kinds. We secure permits, prepare the necessary documentation and advise on the introduction of new products. Furthermore, we have extensive expertise when it comes to advising and representing insurance companies, insurance intermediaries and provide these with comprehensive advice on their business activities and regulatory issues.


  • Banking Law
  • Financial Market Supervision Law and Regulatory Compliance
  • Insurance Supervision Law
  • Securities Law
  • Gaming and Casino Law
  • Due Diligence Act

Main areas of activity

  • Advice relating to prospectuses and securities supervision
  • Advice relating to financial technologies
  • Advice relating to asset managers and investment companies (UCITS/AIF)
  • Advice on questions of insurance supervision law
  • Supporting our clients in conjunction with adherence to securities law and regulatory issues
  • Setting up companies and obtaining the necessary permits
  • Regulatory matters and administrative and civil proceedings
  • Representing our clients before the Liechtenstein Financial Market Authority FMA and helping these to obtain regulatory approvals and permits
  • Preparing legal opinions and memoranda on complex contractual and regulatory issues